British Columbia Securities Act and Rules, Annotated, With British Columbia Regulations, Instruments, Forms, Notices and Policy Documents 2019, 36th Edition
ISBN/ISSN/Product Number: 978-0-7798-9035-4
Product Type: Book S.O. Annual/biannual/biennial
Anticip. Upkeep Cost: New editions supplied twice per year on standing order subscription
Number of Pages: Approximately 2700 pages
Number of Volumes: 1 volume bound
Binding: softcover
Publication Date: 2019-07-25
Publisher: Carswell
Price: $172.00

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Description

Stay up to date on the latest changes to B.C. securities policies and regulations

This biannual publication includes all the law and policy you need to reference at a moment's notice – plus insightful commentary from corporate and securities law practitioners, Jeffrey A. Read and Michael T. Waters.

All the features B.C. securities law professionals have come to trust

  • Full text of all the relevant law and policy
  • Section-by-section case annotations – concise digests for over 100 Executive Director, Securities Commission and court decisions under the Act
  • Practice Notes – help in clarifying the operation of the provision in question
  • Detailed cross references to relevant policies and forms
  • Easy-to-use finding tools – detailed Table of Contents, and a comprehensive Index give you instant access
  • Portable softcover format – ideal for use in meetings, presentations, court, or on the go

An issuer that has distributed a security of its own issue under any of the prospectus exemptions listed in section 6.1 of NI 45-106 is required to file a report of exempt distribution. Highlights of this updated National Policy include a new Form 45-106F1, Report of Exempt Distribution.

New in this edition

  • Securities Regulation, B.C. Reg. 196/97 – updated by B.C. Reg 258/2018
  • Multilateral Instrument 11-102, Passport Systemupdated
  • BC Form 11-901F, Securities Regulation Fee Checklist updated
  • BC Instrument 21-502, Exemption from Certain Filing Requirements for Out-of-province Alternative – updated
  • National Instrument 41-101, General Prospectus Requirementsupdated
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure updated
  • National Instrument 81-102, Investment Funds updated
  • National Instrument 81-104, Commodity Poolsupdated
  • National Instrument 81-106, Investment Fund Continuous Disclosure - updated
  • National Instrument 81-107, Independent Review Committee for Investment Funds - updated
About the Author
Jeffrey A .Read practises corporate and securities law, focusing on advising public companies and investment dealers. His practice involves financings for public and private companies, mergers & acquisitions, private equity funds, and corporate governance. Mr. Read has written on topics including private placements, venture capital, shareholders' meetings, continuous disclosure and securities practice and has taught courses on those and other subjects for groups including the CLE Society of BC, Simon Fraser University, Insight and the Law Society's PLTC. Adjunct Professor of Law, Securities Regulation, University of British Columbia.

Michael T. Waters is a partner in Borden Ladner Gervais LLP’s Securities & Capital Markets Group, based in their Vancouver office. Michael acts for public and private companies, underwriters, boards of directors, and special committees in the areas of mergers and acquisitions, corporate finance, general corporate matters, reorganizations, and corporate governance. Michael also regularly acts for Canadian and international investment funds, hedge funds, private equity firms, venture capital firms, and investment fund managers. Michael is a graduate of Osgoode Hall Law School and is currently and Adjunct Professor at the Allard School of Law at the University of British Columbia, teaching Securities Regulation.

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