Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2017, 62nd Edition
By: Borden Ladner Gervais LLP
ISBN/ISSN/Product Number: 978-0-7798-7882-6
Product Type: Book S.O. Annual/biannual/biennial
Anticip. Upkeep Cost: 2 new editions per year supplied on standing order subscription
Number of Pages: Approximately 3080 pages
Number of Volumes: 1 volume bound
Binding: softcover
Publication Date: 2017-07-26
Publisher: Carswell
Price: $143.00

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This essential resource offers the many features Ontario securities professionals have come to trust including the full text of all the relevant law and policy

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy. This includes the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices and much more
  • Well-organized approach throughout, designed by a senior practitioner in the area – giving you the assurance of quality
  • Research aids – including a comprehensive index, a general Table of Contents and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available


Ontario Securities Act;

Regulation 1015; Ontario Reg 446/16 – Amending Ontario Reg 1015

  • CSA Staff Notice 45-308 (Revised) – Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions OSC Staff Notice 11-737 (Revised) – Security Advisory Committee – Vacancies
  • CSA Staff Notice 54-305 – Meeting Vote Reconciliation Process
  • National Instrument 23-101 – Amendments
  • Amendments to NI 41-101
  • Amendments to NI 81-101
  • Amendments to NI 81-102
  • Amendments to NI 81-106
  • OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
  • OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee
  • Amendments to OSC Rule 13-502 and OSC Rule 13-503


  • CSA Staff Notice 11-776 – Investor Office Activity Report
  • CSA Staff Notice 11-333 Withdrawal of Notices
  • CSA Staff Notice 11-334 - Notice of Local Amendments and Changes in Certain Jurisdictions
  • CSA Staff Notice 13-315 (Revised) – Securities Regulatory Authority Closed Dates 2017
  • CSA Staff Notice 23-317 – Order Protection Rule
  • CSA Staff Notice 24-315 – Update on Enhanced Segregation
  • CSA Staff Notice 31-347 – Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members
  • CSA Staff Notice 33-318 – Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives
  • Multilateral CSA Staff Notice 45-322 - Potential Concerns with the Structure of Rights Offerings
  • CSA Multilateral Staff Notice 58-308 – Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices
  • CSA Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions
  • OSC Staff Notice 52-723 – Office of the Chief Accountant Financial Reporting Bulletin
  • The Investment Funds Practitioner – December 2016


With two editions of Consolidated Ontario Securities Act, Regulations and Rules – With Policy Statements, Blanket Orders and Notices published each year you receive the most up-to-date information available.

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