British Columbia Securities Act and Rules, Annotated, With British Columbia Regulations, Instruments, Forms, Notices and Policy Documents 2017-2018, 33rd Edition
ISBN/ISSN/Product Number: 978-0-7798-7915-1
Product Type: Book S.O. Annual/biannual/biennial
Anticip. Upkeep Cost: New editions supplied twice per year on standing order subscription
Number of Pages: Approximately 2600 pages
Number of Volumes: 1 volume bound
Binding: softcover
Publication Date: 2017-12-29
Publisher: Carswell
Price: Price TBD

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Description

A quick reference for all the law and policy you need - plus insightful commentary

This biannual publication includes all the law and policy you need to reference at a moment's notice – plus insightful commentary from corporate and securities practitioner Jeffrey A. Read and Michael T. Waters.

All the features BC securities professionals have come to trust

  • Full text of all the relevant law and policy
  • Section-by-section case annotations – With concise digests for over 100 Executive Director, Securities Commission and court decisions under the Act
  • Practice Notes – Helping to clarify the operation of the provision in question
  • Detailed cross – references to relevant policies and forms
  • Easy-to-use Finding Tools – Detailed table of contents and a comprehensive index give you instant access
  • Portable softcover format – Ideal for use in meetings, presentations, court or on the road

What’s New

  • National Instrument 24-101 - Institutional Trade Matching and Settlement and Companion Policy
  • CSA Staff Notice 24-316 - Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
  • National Instrument 31-103 (on or after January 1, 2011) - Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • CSA Staff Notice 33-320 - The Requirement for True and Complete Applications for Registration
  • CSA Staff Notice 31-349 - Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions
  • CSA Staff Notice 31-350 - Guidance on Small Firms Compliance and Regulatory Obligations
  • CSA Staff Notice 33-319 - Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
  • CSA Staff Notice 33-320 - The Requirement for True and Complete Applications for Registration
  • National Instrument 41-101 (on or after January 1, 2011) - General Prospectus Requirements
  • BC Instrument 45-535 - Start-up Crowdfunding Registration and Prospectus Exemptions
  • CSA Staff Notice 46-307 - Cryptocurrency Offerings
  • CSA Staff Notice 51-351 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017
  • National Instrument 81-102 - Investment Funds
  • CSA Multilateral Staff Notice 81-328 - Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of National Instrument 81-102 Investment Funds
  • BC Instrument 81-518 - Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds Definitions
  • CSA Staff Notice 93-301 - Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period
  • National Instrument 94-102 Derivatives - Customer Clearing and Protection of Customer Collateral and Positions
  • CSA Staff Notice 94-301 - Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing
  • CSA Staff Notice 94-302 - Delivery of Forms Required under National Instrument 94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
  • BC Instrument 94-501 - Exemption from the mandatory clearing requirements in National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives for certain counterparties

 

About the Author
Jeffrey A .Read practises corporate and securities law, focusing on advising public companies and investment dealers. His practice involves financings for public and private companies, mergers & acquisitions, private equity funds, and corporate governance. Mr. Read has written on topics including private placements, venture capital, shareholders' meetings, continuous disclosure and securities practice and has taught courses on those and other subjects for groups including the CLE Society of BC, Simon Fraser University, Insight and the Law Society's PLTC. Adjunct Professor of Law, Securities Regulation, University of British Columbia.

Michael T. Waters

CPD